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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Werthman is a financial advisor with Bahl & Gaynor Inc. Nicolas has been a registered representative since 2014 and is licensed in multiple states. Nicolas also holds the Series 6, 7, and 65 licenses, as well as the SIE. Nicolas has experience working with a variety of clients, including individuals, high-net-worth individuals, insurance companies, investment companies, charitable organizations, corporations, and government entities. Nicolas is committed to providing clients with personalized financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MI
02/28/2024 - Present
Bahl & Gaynor Inc. (East Lansing MI)
MD
12/13/2022 - 10/17/2023
CEROS FINANCIAL SERVICES, INC. (ROCKVILLE MD)
IL
09/25/2015 - 09/13/2022
ADVISORS ASSET MANAGEMENT, INC. (LISLE IL)
IL
06/12/2014 - 09/16/2015
HARBOR FUNDS DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 01/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/12/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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