Unclaimed
Nicolas Thaon d arnoldi is a financial professional with over 10 years of experience in the industry. Nicolas is currently registered with Marex Capital Markets Inc. in Florida, Illinois, and New York. Nicolas has also held previous roles with OTCEX, LLC in Miami, FL and MYD MARKET, INC in New York, NY. Nicolas holds several licenses and certifications including the Series 3, Series 7, Series 63, and Series 30 examinations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/28/2024 - Present
Marex Capital Markets Inc. (Miami FL)
FL
06/18/2015 - 04/04/2024
OTCEX, LLC (Miami FL)
NY
06/19/2013 - 05/07/2015
MYD MARKET, INC (NEW YORK NY)
BC
Issued 06/27/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2019
Series 30 - NFA Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2013
Series 3 - National Commodity Futures Examination
BC
Issued 06/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
Not sure Nicolas Thaon d arnoldi is the right advisor for you? Invested Better is here to help.