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Nicolas Thaon d arnoldi

Marex Capital Markets Inc.

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About Nicolas Thaon d arnoldi

Nicolas Thaon d arnoldi is a financial professional with over 10 years of experience in the industry. Nicolas is currently registered with Marex Capital Markets Inc. in Florida, Illinois, and New York. Nicolas has also held previous roles with OTCEX, LLC in Miami, FL and MYD MARKET, INC in New York, NY. Nicolas holds several licenses and certifications including the Series 3, Series 7, Series 63, and Series 30 examinations.

Firm Information

Nicolas Thaon d arnoldi is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicolas Thaon d arnoldi’s Registration & Firm History

FL

03/28/2024 - Present

Marex Capital Markets Inc. (Miami FL)

FL

06/18/2015 - 04/04/2024

OTCEX, LLC (Miami FL)

NY

06/19/2013 - 05/07/2015

MYD MARKET, INC (NEW YORK NY)

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Licenses & Designations

BC

Issued 06/27/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/10/2019

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/18/2013

Series 3 - National Commodity Futures Examination

BC

Issued 06/19/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Nicolas Thaon d arnoldi.
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