Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Nguyen is a registered representative with J.P. Morgan Securities LLC. Nicolas Nguyen is licensed in California. Nicolas Nguyen has been in the industry since December 2018. Nicolas Nguyen is currently active in this role. Nicolas Nguyen is a registered representative and has passed the Series 63, Series 6TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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CA
12/04/2018 - Present
J.p. Morgan Securities LLC (MARTINEZ CA)
BC
Issued 12/14/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/14/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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