Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Mounier is an active investment banking professional with over 8 years of experience in the industry. Nicolas joined TD Securities (usa) LLC in 2019. Before joining TD Securities (usa) LLC, Nicolas worked at MUFG Securities Americas Inc. and BTMU Securities, Inc. Nicolas holds the Series 79, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/19/2019 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
01/23/2017 - 01/17/2019
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
02/16/2011 - 01/20/2017
BTMU SECURITIES, INC. (New York NY)
BC
Issued 06/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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