Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Souffrant is a financial advisor with Fidelity Personal And Workplace Advisors. Nicolas has been in the financial industry since 2004 and has a broad range of experience. Nicolas has worked for several large firms including J.P. Morgan Securities LLC, Citizens Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and H.D. Vest Investment Services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
12/23/2021 - Present
Fidelity Personal AND Workplace Advisors (WESTWOOD MA)
MA
03/12/2019 - 11/05/2021
J.P. MORGAN SECURITIES LLC (Lynnfield MA)
MA
01/05/2016 - 02/11/2019
CITIZENS SECURITIES, INC. (Newton MA)
MA
06/25/2012 - 11/19/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOSTON MA)
GA
04/09/2010 - 06/25/2012
H.D. VEST INVESTMENT SERVICES (ATLANTA GA)
MA
09/30/2005 - 05/05/2010
NYLIFE SECURITIES LLC (WALTHAM MA)
NY
02/26/2004 - 07/06/2005
IFMG SECURITIES, INC. (PURCHASE NY)
WI
07/02/2003 - 07/28/2003
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BOTH
Issued 12/18/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/02/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2012
Series 7 - General Securities Representative Examination
BC
Issued 07/01/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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