Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Warner is a financial advisor with PNC Capital Markets LLC in Berwyn, PA. Nicolas has been in the industry since 2009 and has extensive experience with municipal securities. Nicolas is registered with FINRA and is licensed in 28 states. Nicolas is also licensed with the Series 7, 52TO and SIE exams. Nicolas is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
02/14/2022 - Present
PNC Capital Markets LLC (Berwyn PA)
OH
12/23/2009 - 11/24/2010
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
BC
Issued 03/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/12/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/05/2022
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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