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Nicolas Rosello

J.p. Morgan Securities LLC

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About Nicolas Rosello

Nicolas Rosello is an active investment advisor representative registered with J.P. Morgan Securities LLC. Nicolas has been in the industry since November 1997. Nicolas is also registered with the state of New York as an investment advisor representative. Prior to J.P. Morgan Securities LLC, Nicolas held positions at Chase Investment Services Corp., CitiCorp Investment Services, Morgan Stanley DW Inc., Whale Securities Co., L.P., and Whitehall Wellington Investments, Inc. Nicolas has a strong track record of success in the financial services industry.

Firm Information

Nicolas Rosello is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Nicolas Rosello’s Registration & Firm History

NY

09/20/2013 - Present

J.p. Morgan Securities LLC (STATEN ISLAND NY)

NY

12/09/2002 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (STATEN ISLAND NY)

NY

09/07/2001 - 12/09/2002

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NY

08/24/1998 - 09/04/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

07/15/1997 - 03/11/1998

WHALE SECURITIES CO., L.P. (NEW YORK NY)

NY

06/09/1997 - 01/28/1998

H G I (JERICHO NY)

NY

07/07/1997 - 07/24/1997

WHITEHALL WELLINGTON INVESTMENTS, INC. (PORT WASHINGTON NY)

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Licenses & Designations

IA

Issued 03/30/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/26/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/1998

Series 31 - Futures Managed Funds Examination

BC

Issued 06/07/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Nicolas Rosello. Review regulatory record here.
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