Unclaimed
Nicolas Rosello is an active investment advisor representative registered with J.P. Morgan Securities LLC. Nicolas has been in the industry since November 1997. Nicolas is also registered with the state of New York as an investment advisor representative. Prior to J.P. Morgan Securities LLC, Nicolas held positions at Chase Investment Services Corp., CitiCorp Investment Services, Morgan Stanley DW Inc., Whale Securities Co., L.P., and Whitehall Wellington Investments, Inc. Nicolas has a strong track record of success in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/20/2013 - Present
J.p. Morgan Securities LLC (STATEN ISLAND NY)
NY
12/09/2002 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (STATEN ISLAND NY)
NY
09/07/2001 - 12/09/2002
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
08/24/1998 - 09/04/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/15/1997 - 03/11/1998
WHALE SECURITIES CO., L.P. (NEW YORK NY)
NY
06/09/1997 - 01/28/1998
H G I (JERICHO NY)
NY
07/07/1997 - 07/24/1997
WHITEHALL WELLINGTON INVESTMENTS, INC. (PORT WASHINGTON NY)
IA
Issued 03/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 06/07/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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