Unclaimed
Nicolas Robinson is a financial professional with over 4 years of experience in the financial services industry. Nicolas is currently registered with Empower Financial Services, Inc. in Missouri. Nicolas has previously held positions with Ally Invest Securities LLC, Ivy Distributors, Inc., Waddell & Reed, and Wells Fargo Clearing Services, LLC. Nicolas holds the Series 7TO, Series 63, and Series 24 licenses. Nicolas has a strong track record of providing financial guidance and investment solutions to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
03/31/2023 - Present
Empower Financial Services, Inc. (ANDOVER MA)
NC
06/23/2021 - 03/28/2023
ALLY INVEST SECURITIES LLC (CHARLOTTE NC)
KS
03/31/2021 - 07/19/2021
IVY DISTRIBUTORS, INC. (OVERLAND PARK KS)
KS
06/19/2019 - 04/16/2021
WADDELL & REED (OVERLAND PARK KS)
NC
03/22/2019 - 04/23/2019
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
BC
Issued 04/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/22/2019
Series 7TO - General Securities Representative Examination
BC
Issued 02/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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