Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Rich is a financial advisor with LPL Financial LLC, a firm with more than $50 billion in assets under management. Nicolas has been in the financial industry since 2008 and has a Series 7, Series 63 and Series 65 license. Nicolas is registered with the state of Texas. Nicolas also has experience with Lincoln Financial Advisors and VALIC Financial Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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TX
03/02/2021 - Present
LPL Financial LLC (EL PASO TX)
TX
01/30/2017 - 03/01/2021
LINCOLN FINANCIAL ADVISORS CORPORATION (MANSFIELD TX)
TX
09/21/2011 - 02/24/2017
VALIC FINANCIAL ADVISORS, INC. (PLANO TX)
TX
11/14/2008 - 04/19/2011
TD AMERITRADE, INC. (FORT WORTH TX)
IA
Issued 01/07/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/20/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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