Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Ramon Romero is a financial advisor at Voya Financial Advisors, Inc. with over 7 years of experience in the industry. Nicolas is registered with the state of Minnesota as both a broker and an investment advisor. He has experience working with individuals, businesses and charitable organizations. His firm offers a range of services including financial planning, portfolio management and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MN
05/09/2019 - Present
Voya Financial Advisors, Inc. (Richfield MN)
MN
03/08/2016 - 05/10/2019
LPL FINANCIAL LLC (EDINA MN)
MN
06/14/2012 - 03/21/2016
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (BLOOMINGTON MN)
MN
06/09/2011 - 11/07/2011
METLIFE SECURITIES INC. (BLOOMINGTON MN)
IA
Issued 01/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/06/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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