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Nicolas Patrick Balatsos

BNP Paribas Securities Corp.

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About Nicolas Patrick Balatsos

Nicolas Balatsos is a financial professional with over 20 years of experience in the securities industry. Nicolas is currently registered with BNP Paribas Securities Corp. in New York, NY. Previously, Nicolas has been registered with Deutsche Bank Securities Inc., UBS Securities LLC, Genworth Financial Securities Corporation, Capital Brokerage Corporation, and GE Investment Distributors, Inc. Nicolas holds the Series 7 and SIE licenses.

Firm Information

Nicolas Balatsos is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicolas Balatsos’s Registration & Firm History

NY

01/05/2022 - Present

BNP Paribas Securities Corp. (NEW YORK NY)

NY

10/14/2010 - 01/11/2022

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

12/20/2007 - 08/31/2010

UBS SECURITIES LLC (NEW YORK NY)

IL

09/09/2002 - 12/03/2007

GENWORTH FINANCIAL SECURITIES CORPORATION (SCHAUMBURG IL)

VA

09/09/2002 - 01/01/2004

CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)

CT

10/24/2001 - 12/31/2002

GE INVESTMENT DISTRIBUTORS, INC (STAMFORD CT)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nicolas Patrick Balatsos.
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