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Nicolas Papanicolau

Guggenheim Securities, LLC

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About Nicolas Papanicolau

Nicolas Papanicolau is a registered representative with Guggenheim Securities, LLC. Nicolas is a Series 79TO, Series 63, and SIE licensed professional. Nicolas has been in the industry for over 2 years. Nicolas is currently registered in New York.

Firm Information

Nicolas Papanicolau is currently registered with Guggenheim Securities, LLC. Guggenheim Securities, LLC is a Limited Liability Company formed in January 1999. The firm is registered with the SEC and all 50 states, as well as the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

107

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicolas Papanicolau’s Registration & Firm History

NY

08/29/2022 - Present

Guggenheim Securities, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/26/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/29/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 06/18/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicolas Papanicolau.
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