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Nicolas Michael Flores

THE Caprock Group, LLC

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About Nicolas Michael Flores

Nicolas Flores is an Investment Advisor Representative associated with The Caprock Group, LLC, with an office in Boise, ID. Nicolas has been a registered advisor since September 30, 2014. Nicolas is also a registered representative with a Series 7 license. In addition to his roles at The Caprock Group, Nicolas previously worked for EMCOR Securities Inc. in New York, NY. Nicolas has been in the financial services industry for more than 10 years.

Firm Information

Nicolas Flores is currently registered with THE Caprock Group, LLC. THE Caprock Group, LLC is a wealth management and consulting firm based in Boise, ID. They provide financial planning, selection of other advisers, and portfolio management services to individuals, businesses, and charitable organizations. The firm manages approximately $9.36 billion in assets.
THE Caprock Group, LLC

800 WEST MAIN STREET

BOISE, ID 83702

$9.36B

Assets Under Management

386

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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wealth management & consulting

Wealth management & consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Nicolas Flores’s Registration & Firm History

ID

09/30/2014 - Present

THE Caprock Group, LLC (BOISE ID)

NY

09/27/2012 - 01/13/2014

EMCOR SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/30/2014

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/29/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/26/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Nicolas Michael Flores.
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