Unclaimed
Nicolas Flores is an Investment Advisor Representative associated with The Caprock Group, LLC, with an office in Boise, ID. Nicolas has been a registered advisor since September 30, 2014. Nicolas is also a registered representative with a Series 7 license. In addition to his roles at The Caprock Group, Nicolas previously worked for EMCOR Securities Inc. in New York, NY. Nicolas has been in the financial services industry for more than 10 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wealth management & consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ID
09/30/2014 - Present
THE Caprock Group, LLC (BOISE ID)
NY
09/27/2012 - 01/13/2014
EMCOR SECURITIES INC. (NEW YORK NY)
IA
Issued 09/30/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
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