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Nicolas Maxwell

Mariva Capital Markets, LLC

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About Nicolas Maxwell

Nicolas Maxwell is a financial professional with over 10 years of experience in the industry. Nicolas is currently registered with Mariva Capital Markets, LLC and holds a Series 7, Series 63, and Series 7TO license. Previously, Nicolas worked at Barclays Capital Inc. in New York, NY. Nicolas's experience and qualifications make him a valuable asset to clients seeking financial guidance.

Firm Information

Nicolas Maxwell is currently registered with Mariva Capital Markets, LLC. Mariva Capital Markets, LLC is a Limited Liability Company formed on April 13, 2010. The firm has been approved for registration in 10 states, including California, Connecticut, Delaware, Florida, Illinois, Massachusetts, Minnesota, New Jersey, New York, and Pennsylvania. Mariva has also been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicolas Maxwell’s Registration & Firm History

FL

03/18/2021 - Present

Mariva Capital Markets, LLC (MIAMI FL)

NY

03/26/2009 - 03/29/2012

BARCLAYS CAPITAL INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/25/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2021

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/25/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicolas Maxwell.
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