Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Lu is a financial advisor who is registered with the state of New York and FINRA. Nicolas is currently employed by Evercore Group LLC and has been in the financial services industry since 2021. Nicolas is registered with Evercore Group LLC in the state of New York. Nicolas holds the following licenses: Series 63, Series 87, Series 86, Series 79TO, and SIE. Nicolas Lu has experience working at J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/31/2023 - Present
Evercore Group LLC (NEW YORK NY)
NY
07/22/2021 - 03/26/2023
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 07/30/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/16/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 07/22/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 06/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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