Unclaimed
Nicolas Larosa is a registered representative with Moelis & Co. LLC and has been in the industry since July 16, 2023. Nicolas passed the Securities Industry Essentials Examination (SIE) and the Investment Banking Registered Representative Examination (Series 79TO). Nicolas is located in the San Francisco office of Moelis & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/17/2023 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
BC
Issued 07/17/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/05/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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