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Nicolas Jung

Smbc Nikko Securities America, Inc.

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About Nicolas Jung

Nicolas Jung is a financial professional associated with Smbc Nikko Securities America, Inc. Nicolas Jung is licensed to provide securities-related advice in New York. Nicolas Jung is currently associated with the White Plains, NY branch of Smbc Nikko Securities America, Inc. Nicolas Jung has passed both the Series 99TO and SIE exams.

Firm Information

Nicolas Jung is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nicolas Jung’s Registration & Firm History

NY

03/04/2024 - Present

Smbc Nikko Securities America, Inc. (White Plains NY)

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Licenses & Designations

BC

Issued 03/03/2024

Series 99TO - Operations Professional Examination

BC

Issued 08/09/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicolas Jung.
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