Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Smith is a financial advisor with Avantax Advisory Services. Nicolas has been in the financial services industry since 2006. Nicolas is registered with the state of Georgia. Nicolas is also registered with FINRA and is a registered representative with Avantax Advisory Services. Nicolas has earned the Series 66 and Series 7 licenses. Nicolas holds a specialization in providing financial planning, portfolio management, and other financial services to individuals and businesses. Nicolas is a licensed insurance agent and offers insurance products through Avantax Insurance Agency.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
GA
10/25/2019 - Present
Avantax Advisory Services (ELBERTON GA)
GA
08/31/2006 - 10/25/2019
1ST GLOBAL CAPITAL CORP. (ELBERTON GA)
BOTH
Issued 09/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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