linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Nicolas Haruaki Sullivan

Park Avenue Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nicolas? Claim Your Profile

About Nicolas Haruaki Sullivan

Nicolas Haruaki Sullivan is a registered representative with Park Avenue Securities LLC, a firm with a long history of providing financial services to individual investors, families, and businesses. Nicolas has a strong background in the financial industry and has held several positions in the past, including with MassMutual Life Insurance Company and MML Investors Services, LLC. Nicolas has experience in providing financial planning, portfolio management, and other investment-related services. Nicolas is committed to helping clients reach their financial goals and has been recognized for his expertise in the field.

Firm Information

Nicolas Sullivan is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nicolas Sullivan’s Registration & Firm History

CA

02/15/2022 - Present

Park Avenue Securities LLC (IRVINE CA)

CA

04/11/2019 - 12/31/2019

MML INVESTORS SERVICES, LLC (LA JOLLA CA)

CA

10/06/2017 - 03/19/2019

AXA ADVISORS, LLC (SAN DIEGO CA)

Not sure if Nicolas Haruaki Sullivan is right for you?

Licenses & Designations

BOTH

Issued 11/02/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicolas Haruaki Sullivan.
Not sure if Nicolas Haruaki Sullivan is right for you?