Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Hartlage is a financial advisor with Cambridge Investment Research Advisors, Inc. based in Rogers, Minnesota. Nicolas is also an independent insurance agent. Nicolas joined Cambridge Investment Research Advisors, Inc. in October 2019 and has over 24 years of experience in the financial services industry. Nicolas has passed the Series 6, Series 63, Series 65 and the SIE exams. Nicolas specializes in providing financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses and portfolio management for individuals. Nicolas's firm serves individuals, high-net-worth individuals, charitable organizations, pension and profit-sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MN
10/04/2019 - Present
Cambridge Investment Research Advisors, Inc. (Rogers MN)
MN
08/20/2007 - 10/10/2019
FSC SECURITIES CORPORATION (ROGERS MN)
MN
12/01/2006 - 08/21/2007
QUESTAR CAPITAL CORPORATION (ROGERS MN)
MN
04/27/2004 - 12/01/2006
USALLIANZ SECURITIES, INC. (ROGERS MN)
TX
01/07/1998 - 04/14/2004
NFP SECURITIES, INC. (AUSTIN TX)
MN
07/07/1995 - 01/12/1998
FORTIS INVESTORS, INC. (OAKDALE MN)
NJ
02/01/1995 - 06/14/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
IA
Issued 02/20/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Nicolas Hartlage is the right advisor for you? Invested Better is here to help.
