Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Gaudiot is a financial professional with over 6 years of experience in the industry. Nicolas is currently registered with Bofa Securities, Inc. in New York, NY and previously worked with Merrill Lynch, Pierce, Fenner & Smith Incorporated, M HOLDINGS SECURITIES, INC., and Fifth Third Securities, Inc. Nicolas is licensed to conduct business in Illinois. Nicolas holds Series 3, 6, 63 and SIE licenses and is an active member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
IL
05/23/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
CA
09/18/2017 - 05/01/2018
M HOLDINGS SECURITIES, INC. (EL SEGUNDO CA)
IL
05/21/2013 - 05/16/2014
FIFTH THIRD SECURITIES, INC. (COUNTRYSIDE IL)
BC
Issued 11/02/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/18/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/04/2015
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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