Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Emilio Doyle is a registered representative with Needham & Company, LLC and has been in the industry since 2015. Nicolas has experience with Stifel, Nicolaus & Company, Incorporated and UBS Financial Services Inc.. Nicolas is licensed to conduct business in California, Illinois, Massachusetts, Minnesota, and New York. Nicolas holds Series 66, SIE, Series 86, Series 87, and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Securities research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Pursuant to csa agreements
1
2
NY
05/09/2022 - Present
Needham & Company, LLC (NEW YORK NY)
CA
07/06/2017 - 03/25/2021
STIFEL, NICOLAUS & COMPANY, INCORPORATED (NEWPORT BEACH CA)
VA
07/20/2015 - 06/26/2017
UBS FINANCIAL SERVICES INC. (VIENNA VA)
BOTH
Issued 09/16/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2017
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/08/2017
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/20/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
Not sure Nicolas Doyle is the right advisor for you? Invested Better is here to help.
