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Nicolas Dulleck

Northwestern Mutual Investment Services, LLC

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About Nicolas Dulleck

Nicolas Dulleck is a registered representative with Northwestern Mutual Investment Services, LLC. He has over 10 years of experience in the financial services industry. Nicolas has a Series 6, Series 7 and Series 63 license, and is registered with the state of California. His experience includes time spent working with Foreside Financial Services, LLC and Loring Ward Securities Inc. Nicolas currently works out of the Sacramento, California branch office of Northwestern Mutual Investment Services, LLC.

Firm Information

Nicolas Dulleck is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Nicolas Dulleck’s Registration & Firm History

CA

04/16/2020 - Present

Northwestern Mutual Investment Services, LLC (SACRAMENTO CA)

CA

10/29/2018 - 09/06/2019

FORESIDE FINANCIAL SERVICES, LLC (Sacramento CA)

CA

11/02/2011 - 10/29/2018

LORING WARD SECURITIES INC. (Sacramento CA)

ME

06/04/2010 - 09/27/2011

QUASAR DISTRIBUTORS, LLC (PORTLAND ME)

CA

06/08/2007 - 07/16/2008

MML INVESTORS SERVICES, INC. (SAN JOSE CA)

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Licenses & Designations

BC

Issued 08/07/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/2012

Series 7 - General Securities Representative Examination

BC

Issued 06/07/2007

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicolas Dulleck.
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