Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Drogaris is a financial advisor at Charles Schwab & CO., Inc. in Phoenix, AZ. Nicolas has been in the financial services industry since July 2021. Nicolas holds FINRA Series 66, SIE and Series 7TO licenses. In addition to the Series 66, Nicolas is also registered as an Investment Advisor Representative in Arizona. Nicolas's past work experience includes roles at UBS Financial Services Inc., Edward Jones, VIP Mortgage and Sonora Lifeguarding.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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AZ
08/08/2023 - Present
Charles Schwab & CO., Inc. (Phoenix AZ)
AZ
07/15/2022 - 04/27/2023
UBS FINANCIAL SERVICES INC. (PHOENIX AZ)
BOTH
Issued 01/21/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/15/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/2022
Series 7TO - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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