Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Ferraro is a financial professional registered with Fidelity Brokerage Services LLC. Nicolas has been in the securities industry since May 2019 and holds several licenses including Series 63, Series 10, Series 9, Series 7TO and SIE. Nicolas is registered in 53 states and is approved to sell securities in all states, including Alabama, Alaska, Arizona and Arkansas. Nicolas is an experienced financial professional with a proven track record of success in the industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
05/31/2019 - Present
Fidelity Brokerage Services LLC (HASLET TX)
BC
Issued 06/07/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/21/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/31/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/29/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Nicolas Ferraro is the right advisor for you? Invested Better is here to help.
