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Nicolas Chance Pilkington

Northwestern Mutual Investment Services, LLC

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About Nicolas Chance Pilkington

Nicolas Chance Pilkington is a financial professional with experience in the securities industry. Nicolas is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since July 2009. Nicolas is also a registered Investment Advisor in Tennessee. Nicolas has a Series 6, 7 and 63 licenses as well as the Series 65 and SIE exams. Nicolas is licensed in several states, including Alabama, Arizona, Arkansas, California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Maryland, Massachusetts, Michigan, Minnesota, Mississippi, Missouri, Nevada, New Hampshire, New Mexico, New York, North Carolina, North Dakota, Ohio, Oklahoma, Oregon, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Utah, Vermont, Virginia, Washington, and Wisconsin. Nicolas has been in the financial industry since August 2009 and has experience with clients ranging from individuals to corporations and banking institutions.

Firm Information

Nicolas Pilkington is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Nicolas Pilkington’s Registration & Firm History

TN

04/08/2011 - Present

Northwestern Mutual Investment Services, LLC (NASHVILLE TN)

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Licenses & Designations

IA

Issued 04/01/2011

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/21/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2013

Series 7 - General Securities Representative Examination

BC

Issued 08/31/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicolas Chance Pilkington.
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