Unclaimed
Nicolas Stabler is a financial professional with experience in the securities industry. Nicolas holds the Series 7, 79TO, SIE, and 63 licenses. Nicolas is currently registered with Moelis & Co. LLC and has previously been registered with JPMorgan Distribution Services, Inc. and J.P. Morgan Institutional Investments Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/27/2019 - Present
Moelis & Co. LLC (LOS ANGELES CA)
NY
09/15/2014 - 10/18/2016
JPMORGAN DISTRIBUTION SERVICES, INC. (New York NY)
NY
08/19/2013 - 09/15/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
BC
Issued 12/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/20/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/18/2016
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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