Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Rhodes is an investment advisor representative with Transamerica Retirement Advisors, LLC based in Fairhope, AL. Nicolas has been in the financial services industry since May 14, 2017. Nicolas is registered with the state of Alabama and has earned the Series 6 and Series 63 licenses, as well as the SIE. Nicolas previously worked for Principal Securities, Inc. and ADP Broker-Dealer, Inc. Nicolas specializes in providing financial advice to individuals, pension plans, and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
10/07/2022 - Present
Transamerica Retirement Advisors, LLC (Fairhope AL)
AL
10/25/2018 - 10/04/2022
PRINCIPAL SECURITIES, INC. (BIRMINGHAM AL)
NJ
05/08/2017 - 10/19/2018
ADP BROKER-DEALER, INC. (ROSELAND NJ)
IA
Issued 12/06/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/30/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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