Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Peres is a registered representative with Northwestern Mutual Investment Services, LLC. Nicolas specializes in providing a wide range of financial services, including investment research and referrals to other advisors. Nicolas has been in the securities industry since April 2021, and has passed the Series 7TO, Series 6TO, and SIE exams. Nicolas is currently registered in 11 states including California, Georgia, Hawaii, Kentucky, Minnesota, New York, Oregon, Virginia, Washington, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
04/07/2021 - Present
Northwestern Mutual Investment Services, LLC (LOS ANGELES CA)
BC
Issued 05/06/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/07/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/01/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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