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Nicolas Alejandro Rivero

U.s. Bancorp Investments, Inc.

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About Nicolas Alejandro Rivero

Nicolas Rivero is a financial advisor registered with U.S. Bancorp Investments, Inc. in Sioux Falls, SD. Nicolas has been in the financial services industry since 2005. Prior to joining U.S. Bancorp Investments, Nicolas worked with Morgan Stanley in Miami, FL. Nicolas holds the Series 3, 7, and 66 licenses and the SIE exam. Nicolas specializes in providing financial advice to individuals, businesses, and institutions. Nicolas is committed to helping clients reach their financial goals.

Firm Information

Nicolas Rivero is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1,networking&shareholder serv,product partner arrangements

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Nicolas Rivero’s Registration & Firm History

SD

06/26/2023 - Present

U.s. Bancorp Investments, Inc. (Sioux Falls SD)

FL

06/01/2009 - 04/11/2023

MORGAN STANLEY (Miami FL)

FL

05/21/2008 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (MIAMI FL)

FL

05/29/2007 - 06/09/2008

CITIGROUP GLOBAL MARKETS INC. (MIAMI BEACH FL)

FL

10/17/2006 - 05/29/2007

CITICORP INVESTMENT SERVICES (MIAMI BEACH FL)

FL

09/26/2005 - 06/06/2006

UBS FINANCIAL SERVICES INC. (MIAMI FL)

NY

05/19/2005 - 09/30/2005

AXA ADVISORS, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 01/25/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/14/2008

Series 3 - National Commodity Futures Examination

BC

Issued 05/18/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nicolas Alejandro Rivero.
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