Unclaimed
Nicolas Schultz is a financial professional with over 20 years of experience in the industry. Currently, Nicolas is registered with Virtu Americas LLC. Nicolas has previously held positions with EXOS Securities LLC, STONEX FINANCIAL INC., CLEARPOOL EXECUTION SERVICES, LLC, WORLD-XECUTION STRATEGIES, KNIGHT CAPITAL AMERICAS LLC, GETCO EXECUTION SERVICES LLC, KNIGHT CAPITAL AMERICAS, L.P., KNIGHT DIRECT LLC, EDGETRADE LLC, DIRECT TRADING INSTITUTIONAL, INC., BROWN & COMPANY SECURITIES CORPORATION, GRAND FINANCIAL, INC., and SOUTHWEST SECURITIES, INC. Nicolas is also a registered principal in the state of New Jersey and New York. Nicolas has a broad range of experience in the financial industry, including securities trading, options trading, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/17/2022 - Present
Virtu Americas LLC (Short Hills NJ)
NY
05/03/2021 - 05/04/2022
EXOS SECURITIES LLC (NEW YORK NY)
NY
06/16/2020 - 04/28/2021
STONEX FINANCIAL INC. (NEW YORK NY)
NY
04/08/2014 - 10/18/2019
CLEARPOOL EXECUTION SERVICES, LLC (New York NY)
NY
12/05/2013 - 12/31/2015
WORLD-XECUTION STRATEGIES (NEW YORK NY)
NJ
01/03/2011 - 11/14/2013
KNIGHT CAPITAL AMERICAS LLC (JERSEY CITY NJ)
IL
07/02/2013 - 11/01/2013
GETCO EXECUTION SERVICES LLC (CHICAGO IL)
NJ
10/21/2009 - 11/08/2012
KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)
NJ
06/28/2005 - 01/03/2011
KNIGHT DIRECT LLC (JERSEY CITY NJ)
NJ
03/27/2008 - 10/21/2008
EDGETRADE LLC (JERSEY CITY NJ)
TX
08/15/2001 - 07/08/2005
DIRECT TRADING INSTITUTIONAL, INC. (IRVING TX)
MA
01/07/1998 - 05/16/2001
BROWN & COMPANY SECURITIES CORPORATION (BOSTON MA)
TX
10/27/1997 - 11/05/1997
GRAND FINANCIAL, INC. (ADDISON TX)
TX
05/15/1997 - 10/28/1997
SOUTHWEST SECURITIES, INC. (DALLAS TX)
AR
05/02/1997 - 06/11/1997
BOATMEN'S INVESTMENT SERVICES OF ARKANSAS, INC. (LITTLE ROCK AR)
BC
Issued 04/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2002
Series 24 - General Securities Principal Examination
BC
Issued 06/23/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/23/2020
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/22/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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