Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicolas? Claim Your ProfileNicolas Adam Chaput is a registered representative and investment advisor with Cambridge Investment Research Advisors, Inc.. Nicolas is a licensed agent in Georgia and Indiana. Nicolas has been in the industry since October 13, 2014. Nicolas has held previous positions at LPL FINANCIAL LLC and Silver Oak Securities, Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
GA
08/26/2024 - Present
Cambridge Investment Research Advisors, Inc. (Atlanta GA)
SC
04/08/2019 - 08/14/2024
LPL FINANCIAL LLC (FORT MILL SC)
IN
03/31/2017 - 01/10/2019
SILVER OAK SECURITIES, INCORPORATED (Granger IN)
BC
Issued 06/16/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 07/22/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/31/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Nicolas Chaput is the right advisor for you? Invested Better is here to help.
