Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicola? Claim Your ProfileNicola Caporaso is a financial advisor with MML Investors Services, LLC located in Syosset, NY. Nicola has been in the financial industry since 2003. Nicola has experience working with individuals, high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, trusts, insurance companies, and banking or thrift institutions. Nicola offers a variety of financial services, including financial planning, asset allocation programs, educational seminars, selection of other advisors, and portfolio management. Nicola has been registered with the state of New York since 2019 and is also registered in California, Florida, and New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
05/27/2021 - Present
MML Investors Services, LLC (SYOSSET NY)
NY
10/23/2018 - 09/03/2019
EQUITY SERVICES, INC. (HAUPPAUGE NY)
NY
04/14/2011 - 04/19/2017
MML INVESTORS SERVICES, LLC (MELVILLE NY)
NY
01/26/2007 - 09/07/2010
PARK AVENUE SECURITIES LLC (REGO PARK NY)
NY
06/24/2005 - 10/31/2006
NYLIFE SECURITIES INC. (MELVILLE NY)
NY
04/28/2004 - 05/05/2005
EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)
NY
12/09/2003 - 02/20/2004
FIRST HUDSON FINANCIAL GROUP, INC. (NEW YORK NY)
NY
07/01/2003 - 09/29/2003
BENSON YORK GROUP, INC. (MELVILLE NY)
NY
01/24/2003 - 06/26/2003
HARRISON SECURITIES, INC. (PORT WASHINGTON NY)
BC
Issued 1/31/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/19/2017
SIE - Securities Industry Essentials Examination
BC
Issued 1/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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