Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicola? Claim Your ProfileNicola Riverso is an investment advisor representative with Equity Services, Inc. Nicola has been in the securities industry since February 20, 1994. Nicola is registered with the state of New Jersey as an investment advisor representative and broker. Nicola has been with Equity Services, Inc. since August 1, 2016. Nicola has a diverse work history, including roles at MSI Financial Services, Inc., Metropolitan Life Insurance Company, Prudential Securities Incorporated, Pruco Securities Corporation, American Express Financial Advisors Inc., IDS Life Insurance Company, A.S. Goldmen & Co., Inc., GKN Securities Corp., Gruntal & Co. Incorporated, and Westfield Financial Corporation. Nicola has earned the following designations: Certified Financial Planner and Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
08/01/2016 - Present
Equity Services, Inc. (RED BANK NJ)
NJ
12/10/2001 - 08/02/2016
MSI FINANCIAL SERVICES, INC. (ROSELAND NJ)
NJ
12/10/2001 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (SHORT HILLS NJ)
NY
02/23/2001 - 10/05/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
07/24/2000 - 03/22/2001
PRUCO SECURITIES CORPORATION (NEWARK NJ)
MN
03/27/1997 - 07/06/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/27/1997 - 07/06/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NJ
08/03/1995 - 11/27/1996
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
NY
08/04/1994 - 05/26/1995
GKN SECURITIES CORP. (NEW YORK NY)
NY
06/08/1994 - 08/10/1994
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NY
04/18/1994 - 06/10/1994
WESTFIELD FINANCIAL CORPORATION (NEW YORK NY)
NJ
05/28/1993 - 04/20/1994
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
IA
Issued 08/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/04/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/25/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/03/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/13/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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