Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicola? Claim Your ProfileNicola Drury is a financial advisor with LPL Financial LLC. Nicola has been in the financial services industry for over 12 years and is licensed in California. Nicola has expertise in a variety of areas, including financial planning, portfolio management, and retirement planning. Before joining LPL Financial LLC, Nicola worked at INDEPENDENT FINANCIAL GROUP, LLC. Nicola has earned the Series 7, Series 24, Series 66 and Series 99TO licenses. Nicola is dedicated to providing her clients with the highest level of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
08/18/2011 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
10/05/2010 - 07/06/2011
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
BOTH
Issued 03/07/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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