Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicola? Claim Your ProfileNicola David is a financial advisor with over 2 years of experience in the industry. Nicola holds the Series 7, Series 63, and SIE licenses and is registered with the Financial Industry Regulatory Authority (FINRA) and the state of New York. Nicola is currently employed by Kroll Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
11/04/2020 - Present
Kroll Securities LLC (CHICAGO IL)
BC
Issued 02/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/14/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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