Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicola? Claim Your ProfileNicola Lorenzo Gallo is a financial advisor registered with Vanguard Marketing Corp. in Charlotte, North Carolina. Nicola has been in the financial services industry since April 4, 2024. Nicola has a Series 7TO, Series 63 and SIE license. Nicola is registered in 53 states and jurisdictions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
04/05/2024 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
BC
Issued 04/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/12/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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