Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicola? Claim Your ProfileNicola Dire is a Financial Advisor registered in New Jersey with Tp Icap Global Markets Americas Llc, and has been in the industry since 1991. Nicola has been with Tp Icap Global Markets Americas Llc since June 2023. Nicola's previous employers include Tullett Prebon Financial Services LLC, Prebon Financial Products Inc., and Prebon Securities (USA) Inc. Nicola has passed the Series 72 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/30/2023 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
08/27/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (NEW YORK NY)
NJ
05/18/2006 - 01/06/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
NJ
08/15/1991 - 06/13/2007
PREBON SECURITIES (USA) INC. (JERSEY CITY NJ)
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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