Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicola? Claim Your ProfileNicola Dipaolo is a financial professional with over 18 years of experience in the industry. Nicola is currently registered with Kovack Advisors, Inc. and has previously worked at other firms such as Vanderbilt Securities, LLC, Cambridge Investment Research, Inc., and VALIC Financial Advisors, Inc. Nicola holds a Series 7, Series 63, and SIE license and is a Certified Financial Planner. Nicola is a seasoned professional and has a proven track record of success in providing financial advice to a variety of clients, including high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
11/10/2020 - Present
Kovack Advisors, Inc. (FT. LAUDERDALE FL)
TN
12/10/2019 - 10/12/2020
VANDERBILT SECURITIES, LLC (Franklin TN)
TN
10/19/2018 - 12/06/2019
CAMBRIDGE INVESTMENT RESEARCH, INC. (Franklin TN)
TN
09/25/2018 - 10/23/2018
VALIC FINANCIAL ADVISORS, INC. (BRENTWOOD TN)
KY
02/12/2015 - 10/10/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (Florence KY)
OH
01/06/2012 - 02/23/2015
LPL FINANCIAL LLC (DUBLIN OH)
OH
11/21/2011 - 12/20/2011
THE HUNTINGTON INVESTMENT COMPANY (MACEDONIA OH)
OH
04/22/2005 - 12/07/2011
LPL FINANCIAL LLC (DUBLIN OH)
OH
03/21/2002 - 05/18/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
BC
Issued 05/01/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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