Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicola? Claim Your ProfileNicola Hanna is a financial advisor with over 20 years of experience in the industry. Nicola is currently registered with Raymond James Financial Services Advisors, Inc. and has held previous positions at WAMU INVESTMENTS, INC., MORGAN STANLEY DW INC., and FIRST MONTAUK SECURITIES CORP.. Nicola holds a Series 66, Series 7 and Series 31 license and is registered in 34 states. Nicola is also a registered Investment Advisor Representative. Nicola provides a range of financial services including financial planning, portfolio management, and pension consulting. Nicola offers services to individual investors, businesses, insurance companies, high net worth individuals, charitable organizations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
01/21/2021 - Present
Raymond James Financial Services Advisors, Inc. (SAN DIEGO CA)
CA
11/12/2007 - 11/17/2008
WAMU INVESTMENTS, INC. (SAN DIEGO CA)
NY
09/02/2005 - 06/07/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NJ
01/22/2002 - 12/31/2003
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
BOTH
Issued 08/08/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 01/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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