linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Nico Rawinder singh Sethi

Santander Securities LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Nico? Claim Your Profile

About Nico Rawinder singh Sethi

Nico Rawinder Singh Sethi is a registered representative of Santander Securities LLC and has been in the securities industry since February 2012. Nico is licensed in several states including Pennsylvania, New Jersey, New York, Maryland, and California, among others. He has a strong understanding of the financial markets and a commitment to providing excellent service to clients. Nico specializes in portfolio management for individuals and businesses, as well as financial planning and selection of other advisors. Previously, Nico worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated in Yardley, PA.

Firm Information

Nico Sethi is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Nico Sethi’s Registration & Firm History

PA

02/27/2015 - Present

Santander Securities LLC (Warminster PA)

PA

11/23/2011 - 11/20/2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (YARDLEY PA)

Not sure if Nico Rawinder singh Sethi is right for you?

Licenses & Designations

BOTH

Issued 12/29/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Nico Rawinder singh Sethi. Review regulatory record here.
Not sure if Nico Rawinder singh Sethi is right for you?