Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nico? Claim Your ProfileNico Koop is a financial advisor registered in Florida and New Mexico. Nico currently works for Cambridge Investment Research, Inc. Nico has been in the financial industry since 2012. Nico has passed the Series 66, Series 7, SIE, and Series 79TO exams. Nico has held previous roles at WEILD & CO., M&A SECURITIES GROUP, INC., RAYMOND JAMES & ASSOCIATES, INC., CARILLON FUND DISTRIBUTORS, INC., PERSHING LLC, and WADDELL & REED, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NM
04/30/2024 - Present
Cambridge Investment Research, Inc. (Albuquerque NM)
CO
02/15/2023 - 10/10/2023
WEILD & CO. (BOULDER CO)
MO
09/27/2021 - 12/08/2022
M&A SECURITIES GROUP, INC. (KANSAS CITY MO)
FL
12/26/2017 - 08/13/2021
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
12/21/2017 - 12/21/2017
CARILLON FUND DISTRIBUTORS, INC. (ST. PETERSBURG FL)
FL
10/17/2012 - 12/18/2017
PERSHING LLC (LAKE MARY FL)
FL
03/31/2011 - 07/27/2012
WADDELL & REED, INC. (MAITLAND FL)
IA
Issued 08/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/02/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/09/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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