Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nico? Claim Your ProfileNico Beasley is a financial advisor with over 20 years of experience in the industry. Nico is registered with Wells Fargo Clearing Services, LLC and has held several previous positions at other firms, including Teachers Personal Investors Services, Inc., VALIC Financial Advisors, Inc., and Vanguard Marketing Corporation. Nico is licensed in North Carolina and Texas and holds several industry certifications, including Series 6, 7, 9, 10, 63, 66, and SIE. In addition to financial planning services, Nico provides investment consulting to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
04/11/2013 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
05/11/2005 - 03/03/2006
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
TX
08/21/2003 - 01/20/2005
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
PA
03/10/2000 - 08/26/2003
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 07/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/02/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2005
Series 7 - General Securities Representative Examination
BC
Issued 03/09/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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