Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nico? Claim Your ProfileNico Anthony Fiume is a financial advisor with Charles Schwab & CO., Inc. Nico has been in the industry since 2013. Nico is registered to provide investment advice in 22 states. Nico holds FINRA Series 66, Series 7 and SIE licenses. Nico's past experience includes TD Ameritrade, Inc. and AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
FL
03/11/2022 - Present
Charles Schwab & CO., Inc. (Boca Raton FL)
FL
07/22/2016 - 07/29/2024
TD AMERITRADE, INC. (Boca Raton FL)
NY
09/26/2013 - 06/30/2016
AXA ADVISORS, LLC (WOODBURY NY)
NY
01/24/2013 - 06/04/2013
ROCKWELL SECURITIES LLC (NEW YORK NY)
BOTH
Issued 03/14/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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