Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nicky? Claim Your ProfileNicky Cheng De Young is a financial professional who has been in the industry since 2005. Nicky is registered as an investment advisor representative with 1st Discount Brokerage, Inc. Nicky also has experience with East / West Securities Corp. Nicky has multiple licenses and designations, including the Series 66, Series 79TO, Series 52TO, Series 99TO, and Series 7. Nicky is currently providing investment advisory services in the state of Florida, and is also registered in California. Nicky is a licensed CPA and provides financial consulting services to individuals, businesses, and charities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Digital advisory service
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/30/2012 - Present
1ST Discount Brokerage, Inc. (LAKE WORTH FL)
CA
12/05/2011 - 12/20/2013
EAST / WEST SECURITIES CORP. (SAN FRANCISCO CA)
BOTH
Issued 10/26/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/21/2012
Series 4 - Registered Options Principal Examination
BC
Issued 08/06/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/19/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/23/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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