Unclaimed
Nickolaus A. Nelson is a financial professional with over 18 years of experience in the industry. Nickolaus is currently registered with Vanguard Marketing Corp. in Scottsdale, AZ. Nickolaus has a Series 6, Series 63 and SIE license and is registered to sell securities in Arizona.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
05/26/2004 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
BC
Issued 06/02/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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