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Nickolas Stephan Tokarz

Northwestern Mutual Investment Services, LLC

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About Nickolas Stephan Tokarz

Nickolas Tokarz is a financial advisor with over 9 years of experience in the industry. Nickolas is currently registered with Northwestern Mutual Investment Services, LLC. Nickolas has previously been registered with a variety of firms over their career. Nickolas has passed the Series 6, Series 63, Series 7TO, SIE exams. Nickolas also holds the no known designation. Nickolas specializes in brokerage services, assisting clients with investment strategies and market analysis.

Firm Information

Nickolas Tokarz is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

110 W BERRY ST STE 1600

FORT WAYNE, IN 46802

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Nickolas Tokarz’s Registration & Firm History

IN

02/16/2016 - Present

Northwestern Mutual Investment Services, LLC (FORT WAYNE IN)

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Licenses & Designations

BC

Issued 3/12/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 8/31/2022

Series 7TO - General Securities Representative Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/16/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Nickolas Stephan Tokarz.
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