Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nickolas? Claim Your ProfileNickolas Kontz is an investment advisor representative at Cetera Investment Advisers LLC. Nickolas has been in the financial services industry since November 15, 2020 and holds licenses for both securities and investment advising in Arizona. Nickolas is registered to provide investment advice in 20 states and has been employed by Cetera Investment Advisers LLC since August 10, 2023. Prior to this, Nickolas worked for Securian Financial Services, Inc. in Phoenix. Nickolas has completed the Series 7, Series 66 and SIE exams. Nickolas's specializations include Retirement Planning, College Savings, Estate Planning, Insurance, and Business Succession Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AZ
08/10/2023 - Present
Cetera Investment Advisers LLC (PHOENIX AZ)
AZ
11/16/2020 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Phoenix AZ)
BOTH
Issued 1/2/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/29/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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