Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Nickolas? Claim Your ProfileNickolas Betta is a financial advisor with over 36 years of experience in the financial services industry. Nickolas has a comprehensive background in various financial areas including investments, insurance, and financial planning. Nickolas is currently registered with Osaic Wealth, Inc. and has previously worked for FSC Securities Corporation. Nickolas holds several licenses including Series 6, 7, 22, 24, 51, 63, and 65. Nickolas has a strong track record of providing personalized financial advice to clients of all ages and income levels. Nickolas is committed to providing clients with the highest quality of service and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MO
11/03/2023 - Present
Osaic Wealth, Inc. (CHESTERFIELD MO)
MO
07/02/1997 - 11/03/2023
FSC SECURITIES CORPORATION (CHESTERFIELD MO)
NY
04/08/1992 - 06/12/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
11/10/1987 - 04/16/1992
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
08/08/1986 - 12/11/1987
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 01/05/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/11/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2021
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/12/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 10/02/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/07/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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