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Nickolas Mannarino

SG Americas Securities, LLC

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About Nickolas Mannarino

Nickolas Mannarino is a financial advisor currently registered with SG Americas Securities, LLC. Nickolas joined SG Americas Securities, LLC on June 21, 2023. Prior to that, Nickolas worked at KeyBanc Capital Markets Inc. from July 7, 2017 to June 26, 2023 and Family Management Securities, LLC from March 23, 2016 to June 30, 2017. Nickolas holds the Series 66, SIE and Series 7 licenses. Nickolas is licensed to provide financial advice in all 50 states and the District of Columbia.

Firm Information

Nickolas Mannarino is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Nickolas Mannarino’s Registration & Firm History

NY

06/21/2023 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

07/07/2017 - 06/26/2023

KEYBANC CAPITAL MARKETS INC. (New York NY)

NY

03/23/2016 - 06/30/2017

FAMILY MANAGEMENT SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/17/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Nickolas Mannarino.
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